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Last Reviewed: 2026-06-25
Reviewer Role: Insider Risk / Legal / Privacy review
Advanced Asset
Monitoring ModuleInteractive Sheet

Monitoring Approval Checklist

A monitoring approval checklist helps confirm that insider risk monitoring is justified, proportionate, documented, and aligned with policy and applicable obligations.

Primary Audience & Scope

Security, Privacy, Legal, HR, Compliance, program managers

When to Use

  • Starting or updating a related process.
  • Preparing a downloadable template or checklist.
  • Documenting a repeatable review.

Interactive Work Area

Fill or track items interactively and copy out to your Clipboard

Template Table Structure

FieldReader input / completion prompt
Monitoring purpose
Risk scenario
Population scope
Data sources
Necessity rationale
Proportionality assessment
Notice/transparency status
Retention period
Access to results
Escalation path
Approvers
Review date

Checklist Audit List

0% Done(0/7)
Check
Checklist item

Purpose is specific.

Evidence: Owner / date / evidence

Population is scoped.

Evidence: Owner / date / evidence

Data minimized.

Evidence: Owner / date / evidence

Retention defined.

Evidence: Owner / date / evidence

Legal/privacy/HR review completed.

Evidence: Owner / date / evidence

Access to results restricted.

Evidence: Owner / date / evidence

Review date set.

Evidence: Owner / date / evidence

What Completion Looks Like

  • 1Required fields completed.
  • 2Owner and review date captured.
  • 3Legal/privacy review performed where relevant.
  • 4Output linked to related procedure or risk register.

Insider Risk Capability Framework™ (IRCF™) Alignment

Programmatic RelevanceProvides a reusable artifact for accountable insider risk work.
Non-legal-advice Compliance NoteThis resource is a planning aid and does not provide legal advice. Organizations should adapt it to their policies, jurisdictions, labor obligations, privacy requirements, contracts, and risk appetite. Sensitive monitoring, investigation, employment, evidence, legal hold, and employee-data activities should be reviewed by appropriate Legal, Privacy, HR, Compliance, and labor stakeholders before use.

Operationalize This Template in RiskTKO®

Use RiskTKO® or request ITMG® support to adapt this template, align it to the Insider Risk Capability Framework™, and connect the output to measurable exposure reduction. Employee Monitoring Legal and Privacy Review Checklist